When Disclosure Pays: Evidence from the Over-The-Counter Markets
When Disclosure Pays: Evidence from the Over-The-Counter Markets Date: 2025-09-25T12:23:45+00:00Article URL: https://corpgov.law.harvard.edu/2025/09/25/when-disclosure-pays-evidence-from-the-over-the-counter-markets/Image: Thumbnail Summary Robert Bartlett and Colleen Honigsberg analyse the 2020 amendments to SEC Rule 15c2-11, which for the first time required OTC issuers to provide current periodic disclosure in order to retain public quotations. The rule’s compliance deadline was 28 September 2021. The […]